Curriculum Vita online or pdf of John W. Bagby, Professor of Information Sciences & Technology
Biographical Sketch (short) & (longer) of John W. Bagby
Current Research Agenda of John W. Bagby ppt
ALSB-August 2008
The Future of Financial Regulation: ALSB Panel Evaluating Research and Curricular Impacts of Proposed Reforms of the U.S. Financial Services Regulatory Regime, Friday, August 15, 9:00 – 10:15 am (Session No. E1) held in the Barcelona Room at the Westin Long Beach.
Conference Steering Committee & Panel Chair, Promoting Education About Standardization in North America, Working Group on Research and Education about Standardization (WGRES), National Institute of Standards and Technology (NIST), 2008-2009; Workshop: May 8, 2009.
Debate; Design Research: Does Policy Matter? Jay Kesan, (Univ. Illinois-Law School) vs. John W. Bagby, (Penn State-IST), 4th International Conference On Design Science Research In Information Systems and Technology (DESRST 2009), in-cooperation with ACM, SIGCHI, SIGMIS, SIGCAS, and SIGDA, Malvern PA (May 8, 2009). (abstract)
Purao, S., John W. Bagby, Karthik Umapathy, Standardizing Web Services: Overcoming ‘Design by Committee,’ IEEE SERVICES 2008 Service-oriented Computing Conference (SCC) Hawaii. July 2008.
Bagby, John W., Role of Standardization in Technology Development, Transfer, Diffusion and Management, chapter forthcoming in 3 volume set: The Handbook of Technology Management, Hossein Bidgoli, ed. (Table I) (©2009, John Wiley & Sons, Hoboken, N.J).
Bagby, John W., An Overview of the Public Policy Impact on Standards Development chapter appearing in the collective work: Standards Edge: The Golden Mean (ISBN 0-9748648-4-6, © 2007 by The Bolin Group).
Umapathy, Karthikeyan, Sharoda Paul, Sandeep Purao, John W. Bagby & Prasenjit Mitra, Avatars of Participants in Anticipatory Standardization Processes, chapter forthcoming in Standards Edge: Unifiers or Dividers (2009, The Bolin Group).
Panel Organized and Moderated by John W. Bagby, Standardization and Public Policy, panel presentation at the 35th Telecommunications Policy Research Conference, Arlington VA, Sept. 29, 2007.
Bagby, John W.,Sandeep Purao & Prasenjit Mitra, Standards Development, Disruptive Innovation and the Nature of Participation: Lock-In, Lock-Out, Holdup, 34th Research Conference on Communication, Information and Internet Policy, Telecommunications Policy Research Conference (TPRC) Sept. 30, 2006, Arlington VA PPT
Bagby, John W Presentation (2006): Public Policy Impact on Standards Development
Bagby, John W. The Emerging Standards
War in Cyberspace Security, Financial Information Systems and Cyber
Security: A Public Policy Perspective (Forum), Smith School of Business,
Prasenjit Mitra, Sandeep Purao, John W. Bagby, Karthikeyan Umapathy, and Sharoda Paul, Pennsylvania State University, “An Empirical Analysis of Development Processes for Anticipatory Standards,” (11.7.05) NET Institute Working Paper #05-18; alternate posting #850524 at: SSRN.com
The Penn State Standards Interest Group, Institute for Information Policy.
SIG’s Activity Report 2005-2006
Standardization Educational Activities at Pennsylvania State Univ.: a Preliminary Report March 2007
Developing and Simulating a Process Model for Designing Internet Standards (NSF Proposal #PD98-1372, Jan. 2007)
Bagby, John W., Poster Session (poster co-author: Varun Adibhatla, M.S. candidate, IST): Standardization Education at RU/VH Research Universities: the Penn State Experience, Global Perspectives and Strategies For Education About Standardization: Workshop, (co-sponsors: International Cooperation for Education about Standardization (ICES), American Society for Testing and Materials (ASTM), American National Standards Institute (ANSI)) held at National Institute of Standards and Technology (NIST) Gaithersburg, Maryland USA, Feb. 21-22, 2008.
Bagby, John W., and John C. Ruhnka, The Controversy Over Third Party Rights: Toward More Predictable Parameters for Auditor Liability, Georgia Law Review, Vol. 25, No. 1 (Winter 1988) pp.149-194.
Professional Standards Development for Cyber Security and Information Technology Professionals: a Website Devoted to the Synthesis of Professional CyberSecurity Duties.
Bagby, John W. Adapting Virtual Finance to Simulate Financial Information Security Risk Analysis: A Risk Management Strategy, 5th Forum on Financial Information System and Cybersecurity: A Public Perspective, Smith School of Business, Univ. Maryland, May, 2008. (abstract) (ppt)
Bagby, John W, Essay: How Public Policy Drivers Converge through Deployment of Cyber Forensics to Balance Privacy and Security, Invited workshop Presenter, Research & Teaching Talk Series, College of Information Science and Technology, Drexel University, Philadelphia PA, Oct. 2, 2006 PPT
Bagby, John W., Reconciling Multiple Duties to Safeguard Information Confidentiality and Integrity, Academy of Legal Studies in Business, San Francisco CA August 5, 2005
Bagby, John W, The Confluence of Public Policy on Information Security Controls, Financial Systems and Cyber Security: A Public Policy Perspective (Forum), Smith School of Business, Univ. of Maryland, College Park MD, May 26, 2005.
Bagby, John W., Adapting Legal and Regulatory Aspects of Privacy and Security into Information Assurance Coursework, Financial Systems and Cyber Security: A Public Policy Perspective (Forum), Co-sponsored by Journal of Accounting and Public Policy & the Smith School of Business, Univ. of Maryland, College Park MD, May 28, 2004
Description of SRA major; the SRA Major Requirements; and SRA Courses from the Penn State Course Catalog
SRA 211 “Threat of Terrorism and Crime”
IST 432 “Legal and Regulatory Environment of Information Science and Technology”
IST 452 “Legal and Regulatory Environment of Privacy and Security”
IST 453 “Legal, Regulatory and Policy Environment of Cyber Forensics”
Bagby, John W., Norman G. Miller, and Michael E. Solt, The Determination of Compensatory Damages: A Valuation Framework, American Business Law Journal, Vol. 22, No. 1 (Spring 1984) pp. 1-39
Bagby, John W., Regulatory Impact Analyses: Towards a Reasonable Economic Impact from Federal Regulations, New England Law Review, Vol. 19, No. 3 (1984) pp. 533-550
Bagby, John W. and Douglas Whitman, Future Income Losses in Product Liability Awards: Reducing Damages to Present Value, Journal of Product Liability, Vol. 6, Nos. 3 & 4 (1983) pp. 237-251.
Bagby, John W., James R. Evans, and Wallace R. Wood, Contracting for Transportation, Transportation Journal, Vol. 22, No. 2 (Winter 1982) pp. 63-73.
Bagby, John W., Philip L. Kintzele and Marilyn R. Kintzele, Management Responsibility Statements in Annual Reports, Internal Auditing, Vol.6, No.2 (Fall 1990) pp.47-60
Bagby, John W., Extraordinary Disclosure Obligations: Suggested Strategies, Corporate Information and Privacy Reporter, (Garland Pub.), Vol. 1, No. 1, 1987, pp. 16-19, reprinted in Journal of Corporate Disclosure and Confidentiality, Vol. 1, No. 1 (1989) p. 15
Ruhnka, John C. and John W. Bagby, Disclosure: damned if you do, damned if you don't, Harvard Business Review, Vol. LXXXVI, No. 5 (September-October 1986) pp. 34-43
Bagby, John W., S.E.C. Prosecutions of Internal Accounting Control Violations, University of Cincinnati-College of Business Administration Working Paper Series #Acc-82-100 (1982) cited in SEC v. World Wide Coin 567 F.Supp.724, 750 n.48 (N.D.Ga. 1983).
Bagby, John W., and Philip L.
Kintzele, Management Reports in Annual Reports: Content and Potential
Liability for Management,
Bagby, John W., Enforcement of Accounting Standards in the Foreign Corrupt Practices Act, American Business Law Journal, Vol. 21, No. 2 (Summer 1983) pp. 213-235 cited in SEC v. World Wide Coin, 567 F.Supp.724, 747 n.39 (N.D.Ga. 1983)
Bagby, John W. and Philip L. Kintzele, Management Responsibility for Management Reports, CPA Journal, Vol. 52, No. 11 (November 1982) pp.30-38.
Bagby, John W., An Interagency Analysis of Terrorism Risk Assessment Disclosure, presentation forthcoming at Society for Risk Analysis, December 7-10, 2008 Boston, MA. (abstract) (ppt)
Bagby, John W., Terrorism Risk Assessment: How SEC Disclosure Rules Enable Market Discipline to Achieve Policy Externalities, presentation forthcoming at Academy of Legal Studies in Business, Long Beach CA, Aug. 14, 2008. (abstract) (ppt)
Bagby, John W. and Gary L. Gittings, Litigation Risk Management for Intelligent Transportation Systems (Part One), ITS-Quarterly, Vol.VII, No. 2 (Spring- Summer 1999).
Bagby, John W. and Gary L. Gittings, Litigation Risk Management for Intelligent Transportation Systems (Part Three), ITS-Quarterly, Vol.VIII, No. 1 (Winter 2000).
Bagby John W., Heng Xu & Terence R. Melonas, Incentivizing Innovation in Wireless Advertising Messaging (WAM): Balancing Privacy Enhancing Security with Regulation, Privacy Law Scholars Conference 2009, Berkeley CA, June 4, 2009.
Xu, Heng, John W. Bagby & Terence R. Melonas, Regulating Privacy in Wireless Advertising Messaging: FIPP Compliance by Policy or by Design? LNCS Proceedings (forthcoming: 2009).
Xu, Heng & John W. Bagby, Poster Session: Privacy Considerations in Wireless Advertising Messaging (WAM), Paper#: 84 TPRC 2008: 36th Research Conference on Communication, Information, and Internet Policy, Arlington VA, Sept. 2008. (abstract) (poster)
Bagby, John W., Book Review, Journal of Law, Economics and Policy, Vol.4, No.1, 2008 (George Mason University School of Law) of Harcourt, Bernard E., Against Prediction: Profiling, Policing, and Punishing in an Actuarial Age, (264 pages, book published: 2006) (pre-pub draft).
Bagby, John W., The Public Policy Environment of the Privacy-Security Conundrum/Complement, chapter XII, pp.195-213 in collective work: Strategies And Policies In Digital Convergence, editor: Sangin Park (Seoul National University) ©2007 Idea Group Reference; ISBN: 978-159904156-8.
Bagby, John W., Privacy, Chapter 13 in: eCommerce Law, (©2003; West Publishing Co. Mason OH, ISBN# 0-324-10679-3).
Bagby, John W., Privacy, Ch. 14 (pp.441-494) appearing in Bagby, John W. and F. William McCarty Legal and Regulatory Environment of e-Business, (West Publishing Co. Mason OH , ISBN# 0-324-11079-0) (©2003).
Bagby, John W., Privacy, Ch. 13 (pp.443-494) appearing in Bagby, John W., Cyberlaw Handbook for eCommerce, (West Publishing Co. Mason OH) (©2003).
Summerlin,
Thomas & John W. Bagby, The Role
of Privacy in the New Reality, Chapter 11 in collective work: The Power of One: Gaining Business Value from
Personalization Technologies,
Bagby, John W. and Gary L. Gittings, Litigation Risk Management for Intelligent Transportation Systems (Part Two), ITS-Quarterly, Vol.VII, No. 3 (Fall 1999).
Ruhnka, John & John W. Bagby, Forensic Implications of Metadata in Electronic Files, CPA Journal pp.68 – 71 (June 2008). (galley proof) (submission)
Bagby, John W. & John Ruhnka, Poster Session: Electronically Stored Information: a Watershed in Various Litigation Contexts, Paper#: 179, TPRC 2008: 36th Research Conference on Communication, Information, and Internet Policy, Arlington VA, Sept. 2008. (abstract) (poster)
Ruhnka John C. & John W. Bagby, Using ESI Discovery Teams to Manage Discovery of Electronic Data, Technical Opinion forthcoming in Communications of the ACM (figure 1).
Bagby, John W., Electronic Data Discovery of Electronically Stored Information & the Public Policy of CyberForensics, PPT
Bagby, John W. & John Ruhnka, Workshop: The Revised Federal Rules as a Defining Moment for Integrating Cyber Forensics and Electronic Discovery, ADFSL 2007 Conference On Digital Forensics, Security And Law, Arlington VA, April 18, 2007. PPT
Ruhnka, John C.
& John W. Bagby, Litigation
Support and Risk Management for Pretrial Discovery of Electronically Stored
Information, CPA Journal
(May 2007) (pre-pub draft, galley proof).
Bagby, John W. & John Ruhnka, Electronic Data Discovery: Integrating Due Process into Cyber Forensic Practice, vol.1, no.1, pp.5-18, 2006, Journal of Digital Forensics, Security and Law
Bagby, John W. and John C. Ruhnka, Development and Delivery of Coursework: The Legal/Regulatory/Policy Environment of Cyberforensics, refereed proceedings of the Association of Digital Forensics and Security Law, Las Vegas NV April 20, 2006 republished in Journal of Digital Forensics Security and Law, vol.1 no.2 (2006)
Visual Graphic depicting Predominance of Expertise, Scientific Evidence and the Role of Expert Witnesses in Dispute Resolution and Public Policy Making (pdf)
Bagby, John W., Balancing Network Security Duties against Constraints on Electronic Surveillance Techniques of Network Management, paper presented at the 35th Telecommunications Policy Research Conference, Arlington VA, Sept. 29, 2007.
Daniel A. Tishman, John W. Bagby and Pamela R. Harvey, The eSurveillance War Room, research portal accessible at http://esurveillance.ist.psu.edu.
Bagby, John W, Preliminary Progress Report: the eSurveillance Project, Balancing Network Security Duties against Constraints on Electronic Surveillance Techniques of Network Management (June 18, 2007).
Bagby, John W., Second Interim Report: the eSurveillance Project, Interim Report to Sponsor, October 14, 2007.
Harvey, Pamela R. and John W. Bagby, Capabilities and Constraints in Electronic Surveillance Outside Federal Control: Balancing Network Management Security versus Privacy Rights, paper presentation at the Academy of Legal Studies in Business, Indianapolis IN, Aug.14, 2007.
Bagby, John W. and Daniel A. Tishman, Balancing the Concern and Enthusiasm for Emerging Geographical Information Systems (GIS) as Technologies Proliferate, paper presentation at the Academy of Legal Studies in Business, Indianapolis IN, Aug.14, 2007.
Ottaviani, John E., John W. Bagby and Kristie D. Prinz, When a Business Begins a BLog, Business Law Today (Am. Bar Assn.) vol.16, no.3, (Jan/Feb 2007) pp.48-53. (alt. delivery)
Bagby, John W. Outlook: Who Owns the Data? Research Penn State (January 2003) [alt.delivery]
Ryan, Sheila M. & John W. Bagby, An idea whose time has come: Patenting software and business methods - The click heard round the world, Business Law Today, pp.33 – 38 (January/February 2001)
A Special Web Portal Devoted to: Some Literature on Process Model & Design Impact of the Patentability & Patenting of Business Methods & Software
Bagby, John W. Patenting How Business is Done, The National Law Journal, April 13, 2001
Bagby, John W., Business Method Patent Proliferation: Convergence of Transactional Analytics and Technical Scientifics, The Business Lawyer, Vol. 56, No.1 pp. 423 – 458 (November 2000)
Bagby, John W., A Comparison Chart of Intellectual Property Rights, a tabular representation of key attributes of the law of patents, trade secrets, copyrights, and trademarks in the U.S.
Open Source Software
CPATH Briefing Documents on the Public Policy of Open Source Regimes (referring page).
Bagby, John W., The Intellectual Property Foundations of Open Source Software, CPATH briefing document No.I, Feb.2008. (PPT)
Bagby, John W., IP Visual: Comparison of Intellectual Property Rights
Bagby, John W., The Industrial Organization Foundations of Open Source Software, CPATH briefing document No.II Feb.2008 (PPT)
Microsoft case
OSS Chain of Title Visual: Unix-Linux Genealogy
“Microsoft Makes Strategic Changes in Technology and Business Practices to Expand Interoperability,” (press release announcing Microsoft’s web publication of documentation for all application programming interfaces (APIs) and communications protocols in its high-volume products).
Bagby, John W., The Public Policy Foundations of Open Source Software, CPATH briefing document No. III, Feb.2008. (PPT)
GNU General Public License (explanation)
GPLv.3 Free Software Foundation
Bagby, John W. (presenter), The Public Policy of Open Source, class visitation in IST 411- “Distributed Object Computing,” Joshua Gross (instructor), March 28, 2007. (PPT)
Bagby, John W., Panel Moderator, Business Value Creation and Open Source, opening panel at The Future of Open Source Peer Production Models, a workshop in conjunction with the World Conference on Information Technologies (WCIT), sponsored by Center for Business, Technology, and Law of the McCombs School of Business, Univ. of Texas-Austin and the Center for Law, Technology and Economics, School of Law, Univ. of Texas-Austin; May 2, 2006, Austin TX streaming video
Rhunka, John C. & John W. Bagby, Getting up to Speed about Web Domain Names for CPAs, The CPA Journal (November 2001)
Bagby, John W. & John C. Ruhnka, Protecting Domain Name Assets, The CPA Journal (April, 2004)
Bagby, John W. & John C. Ruhnka, Turmoil in dns Governance and its Merger into Trademark Law, electronic proceedings of the 32nd Telecommunications Policy Research Conference, Oct.1 – 3, 2004.
Stevens, John M.
and John W. Bagby, Knowledge
Transfer from Universities to Business: Returns for All Stakeholders?
in Organization (vol.8, no.2)
pp.259-69, (Sage Pub.
Stevens, John M. and John W. Bagby, Intellectual Property Transfer from Universities to Business: Requisite for Sustained Competitive Advantage? International Journal of Technology Management, Vol.18, No.5/6/7/8 (1999)
Report of the Ad Hoc Committee on Computer Aided Instruction and Learning, (excerpted version) Advisory and Consultative Report prepared by Joint Subcommittee of the Faculty Affairs Committee and The Senate Committee on Research, unanimously passed by PSU Faculty Senate: Tuesday, February 3, 1998 (primary co-author). Complete Agenda; PSU’s online Senate Agenda Version - 3.3.98)
Bagby, John W. and Kant Rao, Assessment of University Initiatives in Aiding Emerging Ventures, TIMS Proceedings [COLIME Division] (October 1989)
Bagby, John W., Balancing the Public Policy Drivers in the Tension between Privacy and Security, pp.164-183 forthcoming as Ch.8 in Cyber-Security and Global Information Assurance: Threat Analysis and Response Solutions, Kenneth J. Knapp, ed. (2009, IGI-Global).
Bagby, John W., Poster Session: Imagining How to Exploit w00t from Virtual Environments to Inform Real World Public Policy, Paper#: 174 TPRC 2008: 36th Research Conference on Communication, Information, and Internet Policy, Arlington VA, Sept. 2008. (abstract) (poster)
Bagby, John W, Common Law Development of the Duty of Information Security in Financial Privacy Rights, Fourth Annual Forum on Financial Information Systems and Cybersecurity: A Public Policy Perspective, Smith School of Business, Univ. Maryland, May 23, 2007. (PPTs)
Bagby, John W., Paula C. Murray, & Eric T. Andrews, How Green Was My Balance Sheet: Corporate Liability and Environmental Disclosure, Virginia Environmental Law Journal, Vol.14, No.2 (Winter 1995) pp.225-342.
Bagby, John W., The Evolving Controversy Over Insider Trading, American Business Law Journal, Vol. 24, No. 4 (Winter 1987) pp. 571-620.
Ruhnka, John C. and John W. Bagby, Disclosure: damned if you do, damned if you don't, Harvard Business Review, Vol. LXXXVI, No. 5 (September-October 1986) pp. 34-43.
Bagby, John W., Regulatory Impact Analyses: Towards a Reasonable Economic Impact from Federal Regulations, New England Law Review, Vol. 19, No. 3 (1984) pp. 533-550
Bagby, John W., Public Policy in the Virtual World: Imagining How It Could Curb Your w00t, Conference Proceedings: the Penn State Playing to Win: The Business and Social Frontier of Videogames, Penn State Outreach program, College of Communications, Penn Stater Hotel, University Park PA, April 4, 2008. (PPT)
Bagby, John W., Reconciling the Promise of Agency Law Doctrine with Contract, Tort and Property Law Restrictions on Electronic Agent Deployment, presented for intensive analysis at the Hurst Research Seminar, sponsored by the Warrington School of Business-University of Florida held at The Wharton School, University of Pennsylvania, Feb. 14, 2004 PPT
Bagby, John W., eCommerce Law, (©2003; West Publishing Co. Mason OH, ISBN# 0-324-10679-3).
Bagby, John W. and F. William McCarty (
Bagby, John W., Cyberlaw Handbook for eCommerce, (©2003, West Publishing
Bagby, John W. Forward to the Special Issue on Cyberlaw, Cyberlaw - special issue editor, American Business Law Journal (Vol.39, No.4, summer 2002).
Bagby, John W., Taming the Wild Net, chapter in New Horizons in the Telecommunications Industry and Distance Education appearing in the Proceedings of the Schreyer Symposium: “New Information Technology and its Impact on Global Business Management,” Fariborz Ghadar (editor), Center for Global Business Studies, Smeal College of Business Administration, Penn. State Univ., ©1998 pp.87-97.
Bagby, John W., eB2B eXchanges: Toward Optimal Auction Rules, funded by the Centre for Supply Chain Research, Penn State Univ. (August, 2001) PPT
Bagby, John W, and Mullen T. (2007) “Legal Ontology of Sales Law Application to eCommerce,” Artificial Intelligence and Law Journal, 15(2), pp. 155-170.
Bagby, John W. Critical Infrastructures, (introductory briefing document) 2007.
Bagby, John W., Tracy Mullen, Legal Ontology of Sales Law application to eCommerce: Legal Ontologies and Inference Mechanisms, LOAIT Workshop Legal Ontologies and Artificial Intelligence Techniques, pp.113-120 (June 6, 2005) at the Alma Mater Studiorum - Università di Bologna, Facoltà di Giurisprudenza in Bologna, Italy
Bagby, John W. & Tracy Mullen, Legal Ontology of Contract Formation: Application to eCommerce, Proceedings of the AAAI Workshop on Contexts and Ontologies, July, 2005, held in conjunction with the Twentieth National Conference on Artificial Intelligence (AAAI-05) Pittsburgh PA
Bagby, John W. Outsourcing & Offshoring: Some Key Factors Guiding the Academic & Research Questions, Research Workshop Series, Centre for Information Society, College of Information Sciences & Technology, The Pennsylvania State University Nov. 14, 2006, abstract, ppt.
Bagby, John W. Public and Industrial Policy Barriers to Independent Vertical Integration: Reflections of Keiretsu, Working Paper on the Law of Business Organizations, No.92-1 (1992).
IST 311 Legal, Regulatory & Public Policy Constraints on Risk Analysis (ppt)
Preliminary Benchmarking (ppt)
IST Open House, Saturday April 5, 2008, Introduction to Security and Risk Analysis (PPT)
Introduction to SRA for SRA 111 PPT
Digital Moviemaking
PPT for Tue 6.26.07
IP Visual: Comparison of Intellectual Property Rights
Table: Comparison of Rights in the Copyright Bundle
Table: Types of Copyright Works
Briefing: SRA 211 Course Development, IST All Campus Faculty Meeting, November 6, 2006. ppt
Open Source Overview, PPT
Visual: Unix-Linux Genealogy
IP Visual: Comparison of Intellectual Property Rights
OutSourcing/OffShoring and SLC
SRA 211 Course Development Overview
IST402 (for IA) - Privacy/Security Presentation
Pennsylvania Junior Science and Humanities Welcome: 3.26.06 Presentation
Scientific Evidence & the Daubert Trilogy
Public Policy Impact on Standards Development
IST’s Option #3: an Overview-ISPP
Engineering Malpractice & Tort Reform
Legal Research Project Management
©2005, 2006, 2007, 2008, 2009 by John W. Bagby (revised 5.21.09)
